Situation Overview: On December 11, 2025, the Commodity Futures Trading Commission (CFTC) issued no-action relief regarding the correction of errors in swap transaction and pricing data submitted to a ...
On July 31, 2025, the Commodity Futures Trading Commission (“CFTC”) issued no-action relief for certain swap reporting counterparties that fail to submit a swap ...
The CFTC is amending regulations regarding large trader reporting (“LTR”) for certain positions in futures and options.[7] These rules were first adopted in 1923[8] and were designed to give the CFTC ...
Staff from the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued No-Action Relief Letter 25-25 on July 31, 2025 to help ease compliance burdens placed on reporting ...
Situation Overview: On July 31, 2025, the Commodity Futures Trading Commission (CFTC) provided reporting counterparties relief from the swap data repository (SDR ...
The Commodity Futures Trading Commission ("CFTC") has proposed swap reporting and recordkeeping amendments that would: designate a unique product identifier ("UPI") and product classification system ( ...
On August 26, the CFTC issued an order against a bank for allegedly failing to correctly report millions of swap transactions to a registered swap data repository, in violation of a prior CFTC order, ...
Recommendation from the Division of Market Oversight (DMO) and Division of Data (DOD) relates to swaps transitioning from USD LIBOR to risk-free rates. A staff letter from the Commodity Futures ...
CFTC Rewrite raises reporting standards: The new swap data reporting rules emphasize data quality, error correction and alignment with international standards ...
As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...