Financier Paul Regan, whose investment firms Yield Wealth and Next Level Holdings promised investors returns of 10.5%, 15% and higher, has pleaded guilty to felony charges of securities fraud.

The US Department of Justice is set to return over $15.5 million to victims of a global securities fraud scheme, marking a ...

IPO underwriters in New York are under scrutiny from US lawmakers over their role bringing Chinese companies to market that ...

Meyer Wilson Werning, a national investor protection law firm, has launched an investigation into Forge Securities LLC, a FINRA-registered broker-dealer and subsidiary of Forge Global Holdings, over ...

The 8,000 victims of Roger Knox, who orchestrated a pump-and-dump scheme, will be compensated from a DOJ fund.

The founder of the local restaurant chain Pinocchios accused of fraud was found guilty on all counts on Friday. Annie Vick, ...

The U.S. Securities and Exchange Commission alleges fraud tied to $284M in municipal bonds financing an Arizona sports ...

A California businesswoman accused of running a multi-million dollar Ponzi scheme has changed her plea to guilty.

The U.S. Securities and Exchange Commission has banned a Pelham accountant from practicing before the regulatory agency because of his ...

PHOENIX – State regulators revoked a Scottsdale man’s investment adviser license last week as part of a securities fraud case, officials said. The Arizona Corporation Commission (ACC) found that Luke ...

Elon Musk's lawyers filed a motion for mistrial in the Twitter securities fraud case, arguing cumulative prejudice and community animosity make a fair trial impossible.

In recent days, Celestica has drawn heightened attention as analysts project very large year-over-year gains in earnings and revenue, while the company also contends with a securities fraud ...