Our White Collar, Government & Internal Investigations Team examines recent Securities and Exchange Commission (SEC) reforms to enhance fairness and transparency in the Wells process by expanding ...

Securities and Exchange Commission Chairman Paul Atkins in a recent speech stressed the need for a fair and transparent Wells process, a message that was encouraging to attorneys whose jobs involve ...

Recently, the Securities and Exchange Commission gave a Wells Notice to Maurice Greenberg, the former chief executive officer of American International Group. The document informed Mr. Greenberg that ...

Under the current administration, the United States Securities and Exchange Commission (SEC) has advanced significant organizational and procedural changes in its Division of Enforcement, which will ...

A CFTC Wells notice is a formal notification from the Commodity Futures Trading Commission (CFTC) indicating that its staff is recommending an enforcement action. The same process is used by the ...