Democrats are asking whether the Attorney General properly recused herself from cases involving clients of her brother, Brad ...

CNBC's Becky Quick reports on the latest news.

A complaint was recently filed by 18 state attorneys general and the DeFi Education Fund against the US Securities and Exchange Commission (SEC), alleging that the agency is exceeding its authority by ...

Former SEC attorneys are warning dual-registrant brokerage firms to brace for a crackdown over their recommendation of more expensive brokerage accounts—enforcement they say may rival the regulator’s ...

Enforcement defense attorneys are sensing what they interpret to be a welcome shift in the Securities and Exchange Commission's posture toward investigative file access, and that shift involves a ...

The securities litigation landscape was defined in 2024 by the U.S. Supreme Court’s decision to take up a pair of securities cases, only to later abandon the reviews. Facebook was part of the fallout ...

The SEC has charged 11 more individuals in a fraudulent scheme involving the use of squawk boxes to front run institutional trades. The SEC, in a civil injunctive action, alleges that five former A.B.

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Add Yahoo as a preferred source to see more of our stories on Google. The US Securities and Exchange Commission isn't happy with Elon Musk. The financial regulator thinks Musk blew off court-ordered ...